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Thomas Wesley Johnson

Global Brokerage Services, Inc.

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About Thomas Wesley Johnson

Thomas Wesley Johnson is an investment advisor representative at Global Brokerage Services, Inc. Thomas has been in the industry since March 1988. Thomas is licensed to provide investment advice in Maryland, Illinois, Florida, Pennsylvania and North Carolina. Thomas also has a Series 65 license, and a Series 63 license. Thomas is a licensed principal with Global Brokerage Services, Inc. Thomas is also a licensed financial professional. Thomas provides investment advice and portfolio management for individuals and businesses.

Firm Information

Thomas Johnson is currently registered with Global Brokerage Services, Inc.. Global Brokerage Services, Inc. is a Maryland corporation formed in 1994. The firm is registered with the SEC and in 24 states. They offer portfolio management for individuals and provide selection of other advisers. The firm manages approximately $117,800,000 in assets for 535 clients, primarily individuals and high net worth individuals. They are also a participant in a wrap fee program.
Global Brokerage Services, Inc.

11350 MCCORMICK ROAD

HUNT VALLEY, MD 21031

$117.80M

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets under outside advisor: solictor fee

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Thomas Johnson’s Registration & Firm History

MD

08/19/2008 - Present

Global Brokerage Services, Inc. (HUNT VALLEY MD)

MD

03/22/1988 - 03/02/1995

INTERNATIONAL MONEY MANAGEMENT GROUP, INC. (GRASONVILLE MD)

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Licenses & Designations

IA

Issued 10/15/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/11/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 08/16/1994

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 12/13/1993

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/19/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Wesley Johnson.
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