Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Wendall Taylor has been in the financial industry since July 26, 1989 and is currently registered as a Registered Representative (RA) with SPC. Thomas has passed the Series 6, Series 7, Series 63 and Series 66 exams. Thomas is a registered representative with SPC in MI and a resident representative in TX. SPC is a broker-dealer based in Ann Arbor, MI and has been in business since 1992. SPC manages over $5 billion in assets. SPC provides a range of financial services, including financial planning, portfolio management, educational seminars, and pension consulting. In addition to Thomas's work with SPC, Thomas is the owner of The Taylor Agency of Southern MI Inc. The Taylor Agency is a fixed insurance company that sells insurance through various insurance companies. Thomas also offers tax preparation and e-filing services to members of The Taylor Agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
MI
08/23/2024 - Present
SPC (ANN ARBOR MI)
NY
10/02/1989 - 12/31/1990
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NA
06/06/1989 - 10/02/1989
CADARET, GRANT & CO., INC.
NJ
08/14/1987 - 10/11/1988
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 12/16/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/12/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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