Unclaimed
Thomas Parr is a financial professional with over 25 years of experience in the securities industry. Thomas is currently registered with Hilltop Securities Inc. in the state of Illinois. Previously, Thomas worked at Raymond James & Associates, Inc., DST MARKET SERVICES, LLC, RBC CAPITAL MARKETS, LLC, BNY CLEARING SERVICES LLC and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION. Thomas offers a range of services including financial planning, educational seminars and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
IL
10/14/2021 - Present
Hilltop Securities Inc. (CHICAGO IL)
FL
05/02/2017 - 10/08/2020
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
MN
07/17/2015 - 10/05/2016
DST MARKET SERVICES, LLC (Minneapolis MN)
IL
04/24/2003 - 07/30/2015
RBC CAPITAL MARKETS, LLC (OAKBROOK TERRACE IL)
WI
05/24/2000 - 04/04/2003
BNY CLEARING SERVICES LLC (MILWAUKEE WI)
NJ
03/08/1995 - 05/12/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 10/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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