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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Larson is a financial advisor who has been in the industry since 1991. Thomas is currently registered with Wells Fargo Clearing Services, LLC and has held registrations with a number of other firms, including Smith Hayes Financial Services Corporation and RBC Capital Markets, LLC. Thomas has a wide range of experience and holds a variety of licenses, including Series 7, Series 3, Series 63 and Series 65. Thomas is licensed in a number of states, including Nebraska, Texas, California, and New York. Thomas provides financial planning, investment consulting, and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NE
07/05/2016 - Present
Wells Fargo Clearing Services, LLC (LINCOLN NE)
NE
06/06/2013 - 04/06/2016
SMITH HAYES FINANCIAL SERVICES CORPORATION (OMAHA NE)
NE
03/02/1998 - 12/07/2011
RBC CAPITAL MARKETS, LLC (LINCOLN NE)
NA
06/25/1992 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NA
07/20/1983 - 10/26/1984
PAINEWEBBER INCORPORATED
NA
07/21/1983 - 12/19/1983
FIRST MID-AMERICA INC.
IA
Issued 09/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1992
Series 7 - General Securities Representative Examination
BC
Issued 11/05/1983
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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