Unclaimed
Thomas Olds is a financial professional with over 30 years of experience in the financial services industry. Thomas is currently registered with Wedbush Securities Inc. Thomas is a highly skilled and experienced financial professional. Thomas holds a variety of licenses, including Series 7, Series 22, Series 3, Series 30, Series 39, and Series 63. Thomas provides a wide range of financial services, including financial planning, portfolio management, and investment advice. Previously, Thomas was registered with Brookstreet Securities Corporation, Foresight Capital Management, Inc., Shuman, Orth & Company, Inc., and First Columbia Corporation. Thomas has expertise in helping a variety of clientele including individuals, businesses, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/02/2007 - Present
Wedbush Securities Inc. (NEW YORK NY)
CA
05/05/1997 - 07/03/2007
BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)
FL
02/09/1988 - 05/08/1997
FORESIGHT CAPITAL MANAGEMENT, INC. (CLEARWATER FL)
NA
07/17/1986 - 11/24/1987
SHUMAN, ORTH & COMPANY, INC.
NA
12/29/1982 - 03/12/1984
FIRST COLUMBIA CORPORATION
NA
03/06/1981 - 07/30/1982
ENI CORPORATION
BC
Issued 09/17/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/21/2018
Series 30 - NFA Branch Manager Examination
BC
Issued 03/08/1988
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2016
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 03/04/1981
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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