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Thomas Warren McFadden

Cetera Advisor Networks LLC

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About Thomas Warren McFadden

Thomas McFadden is a financial advisor with Cetera Advisor Networks LLC. Thomas has over 30 years of experience in the financial services industry. He holds the Series 6, Series 63, and SIE securities licenses. Thomas is registered with the states of Arkansas, Idaho, Tennessee, and Washington. He is a licensed agent for Cetera Advisor Networks LLC, and he is currently inactive for Signator Investors, Inc, OSAIC WEALTH, INC, WS Griffith Securities, Inc, and Phoenix Equity Planning Corporation. Thomas McFadden is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Thomas McFadden is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas McFadden’s Registration & Firm History

TN

12/15/2023 - Present

Cetera Advisor Networks LLC (CLARKSVILLE TN)

TN

11/02/2018 - 12/31/2023

OSAIC WEALTH, INC. (BRENTWOOD TN)

TN

06/25/2004 - 11/02/2018

SIGNATOR INVESTORS, INC. (BRENTWOOD TN)

CT

06/07/1993 - 06/16/2004

WS GRIFFITH SECURITIES, INC. (HARTFORD CT)

CT

06/28/1991 - 06/07/1993

PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)

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Licenses & Designations

BC

Issued 12/11/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Warren McFadden.
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