Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Warlick Dorsey is an investment banker with over 14 years of experience in the financial services industry. Thomas is currently registered with Guggenheim Securities, LLC as a Series 7, Series 66, and Series 79TO licensed professional. Previously, Thomas worked at Centerview Partners LLC and Credit Suisse Securities (USA) LLC. Thomas has a strong track record of success in the investment banking industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/04/2019 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
08/16/2013 - 06/05/2019
CENTERVIEW PARTNERS LLC (NEW YORK NY)
NY
08/14/2009 - 08/02/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/16/2008 - 08/28/2008
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
DC
12/19/2006 - 08/06/2007
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
BOTH
Issued 01/31/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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