Unclaimed
Thomas Walter Janovic is a financial advisor with over 6 years of experience in the financial services industry. Thomas is currently registered with MML Investors Services, LLC and is licensed to conduct business in California, Indiana, New Jersey, and New York. Thomas also holds Series 6, 7, 63, and 65 securities licenses. Thomas has worked for TFS Securities, Inc., and Professional Financial Services, in the past. Thomas offers a variety of services to his clients, including financial planning, pension consulting, portfolio management, and asset allocation programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NJ
09/20/2021 - Present
MML Investors Services, LLC (PARAMUS NJ)
NJ
02/21/2017 - 12/08/2020
TFS SECURITIES, INC. (NORTH ARLINGTON NJ)
IA
Issued 09/03/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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