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Thomas Walter Branchini

LPL Enterprise, LLC

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About Thomas Walter Branchini

Thomas Walter Branchini is an active broker and investment advisor representative with over 40 years of experience in the financial industry. Thomas Walter Branchini has been registered with LPL Enterprise, LLC since November 2024 and previously worked with THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Thomas Walter Branchini is licensed in Florida, New York, Connecticut, Georgia, Maryland, Massachusetts, and North Carolina. Thomas Walter Branchini specializes in portfolio management for individuals and businesses, as well as financial planning, educational seminars, and consulting.

Firm Information

Thomas Branchini is currently registered with LPL Enterprise, LLC. LPL Enterprise, LLC is a Limited Liability Company registered in South Carolina and formed on May 25, 2023. They offer financial planning, educational seminars, portfolio management for individuals and businesses, and other consulting and non-discretionary advisory services. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. They have a total of 55 registered representatives and 12 investment advisor representatives. The firm participates in wrap fee programs.
LPL Enterprise, LLC

1055 LPL WAY

FORT MILL, SC 29715

Not reported

Assets Under Management

Not reported

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting and other non-discretionary advisory services

Consulting and other non-discretionary advisory services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Branchini’s Registration & Firm History

FL

11/14/2024 - Present

LPL Enterprise, LLC (BOCA RATON FL)

NJ

11/20/1981 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 07/06/1998

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/11/1993

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Thomas Walter Branchini. Review regulatory record here.
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