Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Walling Conway is an investment advisor representative with D.a. Davidson & Co. Thomas has been in the securities industry for 33 years and has been registered with the state of Washington since 2019. Previously Thomas was employed by Commonwealth Financial Network and LPL Financial LLC. Thomas has a strong background in financial planning and portfolio management. Thomas also specializes in providing advisory services to individuals, businesses, and charitable organizations. Thomas is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
04/02/2019 - Present
D.a. Davidson & Co. (BELLEVUE WA)
WA
12/10/2015 - 04/02/2019
COMMONWEALTH FINANCIAL NETWORK (Redmond WA)
WA
10/05/2001 - 12/17/2015
LPL FINANCIAL LLC (REDMOND WA)
NA
01/01/1994 - 01/28/1998
DAIN RAUSCHER INCORPORATED
NY
05/15/1987 - 12/17/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
01/23/1986 - 05/14/1987
DEAN WITTER REYNOLDS INC.
BOTH
Issued 10/17/2001
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/15/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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