Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Wallace Hubbard is an Investment Advisor Representative with Northwestern Mutual Investment Services, LLC. Thomas has been working in the financial services industry since 1984. He has a strong background in providing financial advice and has experience working with various clients. His current practice is based out of Gilbert, Arizona. Thomas is also the 100% owner of AFC-TWH, Inc. which is a legal entity established for business purposes and is investment related. Thomas also holds a position with MHUB 2T 1:7, LLC which is a legal entity with WMC compensation and EA employment. Thomas is registered with the Financial Industry Regulatory Authority (FINRA) and the State of Arizona. He holds several industry licenses including Series 7, 6, 10, 9, 24, 63 and 65. He is also a Certified Financial Planner (CFP).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
AZ
10/16/2003 - Present
Northwestern Mutual Investment Services, LLC (Gilbert AZ)
WI
11/10/1987 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
07/09/1986 - 12/01/1987
TITAN CAPITAL CORPORATION
NA
09/17/1985 - 07/15/1986
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
NA
06/24/1985 - 08/23/1985
WESTPORT FINANCIAL GROUP, INC.
NA
06/15/1984 - 01/31/1985
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
IA
Issued 05/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/02/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/26/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 05/31/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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