Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Howard is an active registered investment advisor representative with Osaic Wealth, Inc., located in Austin, Texas. Thomas has been in the financial services industry since 1984, with experience in both brokerage and advisory services. Thomas is licensed to provide investment advice in the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/01/2023 - Present
Osaic Wealth, Inc. (AUSTIN TX)
TX
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (GEORGETOWN TX)
AZ
10/25/2000 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
01/11/1996 - 10/24/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
TX
03/15/1993 - 02/16/1996
DOMINION CAPITAL CORPORATION (DALLAS TX)
NY
02/07/1990 - 12/31/1992
NEW ENGLAND SECURITIES (NEW YORK NY)
IN
03/04/1988 - 12/31/1989
PHILADELPHIA LIFE ASSET PLANNING COMPANY (CARMEL IN)
NA
05/15/1984 - 03/29/1988
NYLIFE SECURITIES INC.
NA
04/03/1987 - 04/24/1987
PAMCO SECURITIES AND INSURANCE SERVICES
IA
Issued 09/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/07/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/11/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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