Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Griffith is a financial advisor in Lincolnville, ME, with over 11 years of experience in the financial services industry. Thomas is currently registered with Edward Jones and has been with them since April 2013. Thomas is a registered representative and investment advisor representative. Thomas has a Series 7, Series 66 and SIE licenses. Thomas holds the designation of a Registered Representative and Investment Advisor Representative. Prior to Edward Jones, Thomas worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Portland, ME from July 2011 to April 2013. Thomas has a strong background in financial planning and investment management. Thomas is committed to helping clients achieve their financial goals. Thomas has a reputation for providing personalized and comprehensive financial advice to individuals, families, and businesses. Thomas is a member of the Edward Jones firm which has over 19,000 financial advisors throughout the United States and Canada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
ME
12/07/2018 - Present
Edward Jones (LINCOLNVILLE ME)
ME
07/26/2011 - 04/30/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTLAND ME)
BOTH
Issued 09/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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