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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas W Wood is a financial advisor with over 30 years of experience in the financial services industry. He is currently registered as a Registered Investment Advisor (RIA) in Texas and Virginia and holds Series 6, 22, 62, 63, and 65 licenses. Thomas is a Certified Financial Planner™ and Chartered Financial Consultant. Thomas's current firm is Edelman Financial Engines. Prior to joining Edelman Financial Engines, Thomas was an advisor with EF Legacy Securities, LLC and Sanders Morris Harris LLC. Thomas has worked with individuals, families, and businesses, providing comprehensive financial planning and investment management services. He specializes in retirement planning, college savings, estate planning, and tax planning. Thomas is committed to providing his clients with personalized, ethical, and professional advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
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2
VA
11/01/2018 - Present
Edelman Financial Engines (FAIRFAX VA)
VA
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (FAIRFAX VA)
VA
12/09/2005 - 04/22/2016
SANDERS MORRIS HARRIS LLC (FAIRFAX VA)
AZ
05/28/1999 - 12/08/2005
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MA
10/21/1993 - 06/14/1999
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MD
10/06/1992 - 01/16/1995
DOZIER WHELAN SECURITIES, INC. (ANNAPOLIS MD)
MA
01/09/1991 - 04/27/1992
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 06/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1997
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 06/21/1991
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/08/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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