Unclaimed
Thomas W. Spray-fry is a financial advisor with over 23 years of experience in the financial services industry. Thomas is currently registered with Osaic FA, Inc. and holds Series 7 and 66 securities licenses as well as a SIE exam. Thomas is also registered as an investment advisor in Maryland and Texas. Thomas has a broad range of experience serving a diverse clientele including individuals, businesses, charitable organizations, and pension and profit-sharing plans. Thomas also holds the designations of Certified Financial Planner and Chartered Financial Consultant. Thomas's specialties include investment advice, financial planning, and portfolio management. Thomas also provides retirement plan consulting services on a limited basis.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Retirement plan consulting services provided on a limited basis.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
11/24/2015 - Present
Osaic FA, Inc. (HUNT VALLEY MD)
IN
05/25/2000 - 04/21/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BOTH
Issued 09/15/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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