Unclaimed
Thomas Feisthamel is a financial advisor with over 30 years of experience in the industry. Thomas is currently registered with Morgan Stanley in South Jordan, UT, where he provides financial advice to a variety of clients. Thomas is committed to helping clients reach their financial goals, and he works closely with them to develop personalized financial plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
UT
02/04/2019 - Present
Morgan Stanley (SOUTH JORDAN UT)
UT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SOUTH JORDAN UT)
UT
11/01/2000 - 04/02/2007
MORGAN STANLEY DW INC. (WEST VALLEY CITY UT)
CA
03/23/1999 - 11/01/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
RI
09/06/1989 - 10/09/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NA
06/17/1989 - 08/05/1989
AESIR SECURITIES, INC.
NA
08/10/1988 - 12/15/1988
WADDELL & REED, INC.
BOTH
Issued 02/01/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/01/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/09/1999
Series 24 - General Securities Principal Examination
BC
Issued 11/22/1994
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1989
Series 7 - General Securities Representative Examination
BC
Issued 08/09/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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