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Thomas W Cheung

Wall Street Access

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About Thomas W Cheung

Thomas W. Cheung is a financial professional with over 20 years of experience in the securities industry. Currently, Thomas is registered with Wall Street Access in Park Ridge, New Jersey. Thomas has a broad range of experience in the financial services industry, including experience with HSBC Securities (USA) Inc. and Vandham Securities Corp. Thomas holds licenses including Series 7, 55, 57TO and SIE. Thomas is also a registered representative in both New Jersey and New York.

Firm Information

Thomas Cheung is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Cheung’s Registration & Firm History

NJ

03/18/2020 - Present

Wall Street Access (Park Ridge NJ)

NJ

07/02/2018 - 09/10/2019

WALL STREET ACCESS (Park Ridge NJ)

NJ

06/10/2015 - 07/02/2018

VANDHAM SECURITIES CORP. (PARK RIDGE NJ)

NY

04/09/2003 - 07/28/2014

HSBC SECURITIES (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/03/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/28/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/07/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas W Cheung.
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