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Thomas Vincent Winkler

Hartford Funds

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About Thomas Vincent Winkler

Thomas Winkler is an investment advisor representative registered with Hartford Funds. Thomas has been in the financial services industry for over 18 years. Thomas has a Series 7, Series 63 and Series 65 license. Thomas has been registered with Hartford Funds since 2015. Prior to that, Thomas was registered with Northern Trust Securities, Inc. and Rydex Distributors, Inc. Thomas's primary office is located at 690 Lee Road, Wayne, Pennsylvania 19087. Thomas is a registered investment advisor representative in 52 states.

Firm Information

Thomas Winkler is currently registered with Hartford Funds. Hartford Funds is a registered investment advisor based in WAYNE, PA. They manage a total of $128.8 billion in assets for clients such as investment companies, pooled investment vehicles, and state or municipal government entities. They provide portfolio management services for investment companies and pooled investment vehicles, as well as selection of other advisors. They also offer investment advice to states in connection with 529 plans and model recommendations.
Hartford Funds

690 LEE ROAD

WAYNE, PA 19087

$128.83B

Assets Under Management

4

Total Clients

45

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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registrant provides investment advice to states in connection with 529 plans and model recommendations

Registrant provides investment advice to states in connection with 529 plans and model recommendations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fees related to 529 plans and model recommendations.

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Thomas Winkler’s Registration & Firm History

PA

01/28/2015 - Present

Hartford Funds (WAYNE PA)

IL

09/18/2008 - 07/02/2013

NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)

MD

10/28/2005 - 08/28/2008

RYDEX DISTRIBUTORS, INC. (ROCKVILLE MD)

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Licenses & Designations

IA

Issued 01/17/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/29/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Vincent Winkler.
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