Unclaimed
Thomas Nicolosi is a financial advisor registered with Ameriprise Financial Services, LLC. Thomas Nicolosi has been in the financial services industry since 1980. Thomas Nicolosi has passed several securities licensing exams including Series 6, Series 7, Series 22, Series 24 and Series 65 and has a designation as a Certified Financial Planner. Thomas Nicolosi works out of Ameriprise Financial Services, LLC's Staten Island, NY office. Thomas Nicolosi is also registered as an investment advisor in several states, including New York, Connecticut, Texas and Pennsylvania. Ameriprise Financial Services, LLC is headquartered in Minneapolis, Minnesota and is a registered investment advisor with over $479 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/16/2021 - Present
Ameriprise Financial Services, LLC (Staten Island NY)
MN
03/26/1980 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NA
08/25/1986 - 12/24/1986
IDS SECURITIES CORP.
NA
03/26/1980 - 12/24/1986
IDS FINANCIAL SERVICES INC.
IA
Issued 06/18/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/04/1989
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
BC
Issued 03/20/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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