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Thomas Victor Seherrthoss

Raymond James Financial Services, Inc.

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About Thomas Victor Seherrthoss

Thomas Victor Seherrthoss is a registered representative with Raymond James Financial Services, Inc. and has been in the financial services industry since September 10, 1983. Thomas Victor Seherrthoss is currently registered in Arizona, Colorado, Missouri and Wyoming. Thomas Victor Seherrthoss is also Series 7 and Series 63 licensed. Prior to joining Raymond James, Thomas Victor Seherrthoss was affiliated with Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., Shearson Lehman Hutton Inc. and Dean Witter Reynolds Inc.

Firm Information

Thomas Seherrthoss is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Seherrthoss’s Registration & Firm History

AZ

11/07/2008 - Present

Raymond James Financial Services, Inc. (SCOTTSDALE AZ)

AZ

01/01/2008 - 11/12/2008

WACHOVIA SECURITIES, LLC (SCOTTSDALE AZ)

AZ

08/28/1989 - 01/03/2008

A. G. EDWARDS & SONS, INC. (SCOTTSDALE AZ)

NY

07/13/1988 - 09/11/1989

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

08/30/1983 - 06/30/1988

DEAN WITTER REYNOLDS INC.

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Licenses & Designations

BC

Issued 11/25/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1981

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Victor Seherrthoss.
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