Unclaimed
Thomas Victor Seherrthoss is a registered representative with Raymond James Financial Services, Inc. and has been in the financial services industry since September 10, 1983. Thomas Victor Seherrthoss is currently registered in Arizona, Colorado, Missouri and Wyoming. Thomas Victor Seherrthoss is also Series 7 and Series 63 licensed. Prior to joining Raymond James, Thomas Victor Seherrthoss was affiliated with Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., Shearson Lehman Hutton Inc. and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
11/07/2008 - Present
Raymond James Financial Services, Inc. (SCOTTSDALE AZ)
AZ
01/01/2008 - 11/12/2008
WACHOVIA SECURITIES, LLC (SCOTTSDALE AZ)
AZ
08/28/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SCOTTSDALE AZ)
NY
07/13/1988 - 09/11/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
08/30/1983 - 06/30/1988
DEAN WITTER REYNOLDS INC.
BC
Issued 11/25/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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