Unclaimed
Thomas Victor Madison is a financial advisor at Raymond James Financial Services Advisors, Inc. Thomas has been in the industry for over 4 years and is registered to provide investment advice in Wisconsin, Minnesota, and Indiana. Thomas is also licensed to provide investment advice in Wisconsin and Minnesota, and he holds the Series 66, 63, 7TO, and SIE licenses. Thomas has a background in financial services and has worked for Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services LLC, and Fries Financial Group. Thomas is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WI
07/15/2021 - Present
Raymond James Financial Services Advisors, Inc. (Chippewa Falls WI)
MN
02/21/2020 - 04/12/2021
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MENDOTA HTS MN)
BOTH
Issued 07/09/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/21/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/07/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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