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Thomas Victor Albetta

THE Leaders Group, Inc.

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About Thomas Victor Albetta

Thomas Victor Albetta is a registered representative with The Leaders Group, Inc. Thomas has been in the financial services industry since 2003. Thomas is licensed in North Carolina. Thomas has experience with Mutual of Omaha Investor Services, Inc., NYLIFE Securities LLC, Touchstone Securities, Inc., ProEquities, Inc., MetLife Investors Distribution Company, Guardian Investor Services LLC, AFD, Inc., and Prudential Securities Incorporated. Thomas holds the following licenses: Series 7, Series 63, Series 65, and SIE.

Firm Information

Thomas Albetta is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Albetta’s Registration & Firm History

CO

11/01/2021 - Present

THE Leaders Group, Inc. (LITTLETON CO)

NC

07/16/2019 - 11/27/2019

MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CHARLOTTE NC)

NC

03/13/2019 - 04/03/2019

NYLIFE SECURITIES LLC (CHARLOTTE NC)

OH

06/15/2015 - 09/25/2018

TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)

CO

03/16/2015 - 05/20/2015

THE LEADERS GROUP, INC. (LITTLETON CO)

NC

03/25/2014 - 03/13/2015

PROEQUITIES, INC. (RALEIGH NC)

NY

01/05/2006 - 11/08/2012

METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)

NY

06/04/2002 - 01/03/2006

GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)

IL

02/06/2001 - 05/31/2002

AFD, INC. (NORTHBROOK IL)

NY

08/29/2000 - 01/25/2001

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NY

12/24/1997 - 02/12/1999

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 01/09/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/31/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/25/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Victor Albetta.
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