Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Mueller is an advisor registered with Osaic Wealth, Inc., in Davenport, IA. Thomas has been an advisor since 1976 and has been with the firm since November 2018. Prior to joining Osaic Wealth, Inc. Thomas was registered with Signator Investors, Inc. and Transamerica Financial Advisors, Inc. in Bettendorf, IA. Thomas is a Certified Financial Planner and is licensed in Iowa, Illinois, Kentucky, and Wisconsin. Thomas has been a Registered Representative (Series 1) since 1976, and has also passed the Series 6TO, Series 22TO, and SIE examinations.
DAVENPORT, IA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
11/02/2018 - Present
Osaic Wealth, Inc. (DAVENPORT IA)
IA
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (BETTENFORF IA)
IA
09/18/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (BETTENFORF IA)
IA
07/30/2004 - 09/22/2009
QA3 FINANCIAL CORP. (DAVENPORT IA)
IA
11/12/1996 - 09/02/2003
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
SD
03/12/1994 - 12/31/1994
NORTH AMERICAN MANAGEMENT, INC. (SIOUX FALLS SD)
CT
11/13/1989 - 04/14/1992
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
NA
09/18/1987 - 12/31/1988
TITAN CAPITAL CORPORATION
NA
06/22/1983 - 10/25/1985
NEL EQUITY SERVICES CORPORATION
NA
08/02/1976 - 08/24/1981
CONNECTICUT MUTUAL LIFE INSURANCE COMPANY
BC
Issued 8/15/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 1/2/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/21/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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