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Thomas Vernon Harrington

Nylife Securities LLC

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About Thomas Vernon Harrington

Thomas Harrington is a financial advisor with Nylife Securities LLC, a firm headquartered in Independence, Ohio. Thomas has been a registered representative since 1982, holding a Series 1, Series 6, Series 22 and the SIE exam licenses. Thomas currently holds a registration in Ohio and is based in Independence, Ohio.

Firm Information

Thomas Harrington is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Harrington’s Registration & Firm History

OH

10/13/1982 - Present

Nylife Securities LLC (Independence OH)

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Licenses & Designations

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/1976

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 6 public disclosures for Thomas Vernon Harrington. Review regulatory record here.
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