Unclaimed
Thomas Harrington is a financial advisor with Nylife Securities LLC, a firm headquartered in Independence, Ohio. Thomas has been a registered representative since 1982, holding a Series 1, Series 6, Series 22 and the SIE exam licenses. Thomas currently holds a registration in Ohio and is based in Independence, Ohio.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
10/13/1982 - Present
Nylife Securities LLC (Independence OH)
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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