Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Vernon Collins is a registered representative with RBC Capital Markets, LLC, with over 17 years of experience in the financial services industry. Thomas has been with RBC Capital Markets, LLC since October 2012 and has prior experience with firms such as Comprehensive Asset Management and Servicing, Inc., Wells Fargo Advisors, LLC and A.G. Edwards & Sons, Inc. Thomas holds Series 66, Series 7 and SIE licenses and specializes in providing financial planning and investment advice to a wide range of clients including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, state or municipal government entities, and other financial institutions. Thomas is also a partner in Paradigm Hotel Group, LLC, which owns, operates, and leases hotel properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
03/30/2017 - Present
RBC Capital Markets, LLC (FLORHAM PARK NJ)
NJ
06/01/2010 - 10/08/2012
COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. (MORRISTOWN NJ)
NJ
01/01/2008 - 06/01/2010
WELLS FARGO ADVISORS, LLC (MORRISTOWN NJ)
NJ
07/17/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MORISTOWN NJ)
BOTH
Issued 07/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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