Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Vasquez is a financial professional with experience in the securities industry. Thomas is currently registered with Nylife Securities LLC and holds Series 7 and SIE licenses. Thomas has previously been employed with Ameriprise Financial Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
05/12/2017 - Present
Nylife Securities LLC (FORT WORTH TX)
TX
04/19/2016 - 04/29/2016
AMERIPRISE FINANCIAL SERVICES, INC. (PLANO TX)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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