Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Valeo is a financial advisor with Oppenheimer & Co. Inc., registered in the state of Massachusetts. Thomas has been in the industry since 1970 and holds Series 4, 7, 24, 63 and 65 licenses. Thomas has previously worked at CIBC World Markets Corp. and H.C. Wainwright & Co., Inc.. Thomas provides portfolio management for individuals, businesses and pooled investment vehicles, as well as financial planning and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
01/10/2006 - Present
Oppenheimer & Co. Inc. (BOSTON MA)
NY
05/09/2001 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
06/01/1990 - 05/15/2001
H.C. WAINWRIGHT & CO., INC. (NEW YORK NY)
NA
10/10/1985 - 06/28/1990
HOMANS, MCGRAW, TRULL, VALEO & CO., INC.
NA
11/02/1983 - 10/10/1985
MCGRAW,VALEO & CO., INC.
NA
04/01/1970 - 11/11/1983
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 01/04/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/1983
Series 4 - Registered Options Principal Examination
BC
Issued 09/20/1983
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/1970
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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