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Thomas Utterback Grinnell

Sherpa Financial Guides, Inc.

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About Thomas Utterback Grinnell

Thomas Utterback Grinnell is a financial advisor with Sherpa Financial Guides, Inc. in Crozet, VA. Thomas has been working in the financial services industry since 2002. He holds licenses in Virginia and has experience working with clients in both the insurance and financial planning space. Thomas works with individuals, providing investment advice and managing portfolios.

Firm Information

Thomas Grinnell is currently registered with Sherpa Financial Guides, Inc.. Sherpa Financial Guides, Inc. is an investment advisor that provides financial planning and portfolio management services to individuals. They have approximately $5.49 million in assets under management, primarily from 37 individual clients. They are registered with the SEC.

$5.49M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Thomas Grinnell’s Registration & Firm History

VA

06/19/2021 - Present

Sherpa Financial Guides, Inc. (Crozet VA)

VA

01/02/2018 - 12/14/2018

BB&T SECURITIES, LLC (CHARLOTTESVILLE VA)

VA

03/22/2004 - 01/02/2018

BB&T INVESTMENT SERVICES, INC. (CHARLOTTESVILLE VA)

NY

09/09/2002 - 12/09/2003

AXA ADVISORS, LLC (NEW YORK NY)

MN

07/15/2002 - 08/02/2002

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

07/15/2002 - 08/02/2002

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 10/02/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Thomas Utterback Grinnell. Review regulatory record here.
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