Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Russell Qvistgaard is a financial advisor with UBS Financial Services INC. Thomas has been in the industry since August 17, 1991. Thomas has been a registered representative with UBS Financial Services INC. since April 2004 and holds Series 7, 9, 10, 24, and 63 licenses. Thomas specializes in providing financial advice to individuals, businesses, trusts, and charitable organizations. Prior to joining UBS Financial Services INC., Thomas worked at Wachovia Securities, LLC, Prudential Securities Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Interstate Investments, INC., CITICORP INVESTMENT SERVICES, FN INVESTMENT CENTER, and FEDERATION FOR FINANCIAL INDEPENDENCE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
09/13/2017 - Present
UBS Financial Services Inc. (SACRAMENTO CA)
MO
07/01/2003 - 04/22/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
03/10/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/21/1994 - 03/12/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
04/12/1994 - 10/21/1994
FIRST INTERSTATE INVESTMENTS,INC.
NY
05/07/1991 - 01/19/1993
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
09/04/1990 - 04/03/1991
FN INVESTMENT CENTER (SACRAMENTO CA)
NA
04/25/1990 - 09/17/1990
FEDERATION FOR FINANCIAL INDEPENDENCE
BC
Issued 1/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/15/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/15/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 6/16/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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