Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Tuffy Joao is a financial advisor with over 10 years of experience in the industry. He is currently registered with Wells Fargo Securities, LLC and holds a Series 79, Series 79TO, and Series 63 license. Thomas has previously worked at MIZUHO SECURITIES USA INC. and is registered to conduct business in 53 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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FL
03/26/2024 - Present
Wells Fargo Securities, LLC (Miami FL)
NY
10/21/2013 - 04/26/2017
MIZUHO SECURITIES USA INC. (NEW YORK NY)
BC
Issued 12/22/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/07/2023
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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