Invested Better
Unclaimed

Unclaimed

Unclaimed

Thomas Trent Houston

Prudential Investment Management Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Thomas? Claim Your Profile

About Thomas Trent Houston

Thomas Trent Houston is a financial advisor with over 10 years of experience in the industry. Thomas is currently registered with Prudential Investment Management Services LLC in New Jersey. Previously, Thomas was with JANE STREET CAPITAL, LLC, JANE STREET EXECUTION SERVICES, LLC and LORD ABBETT DISTRIBUTOR LLC in New York and New Jersey. Thomas has successfully passed the Series 66, Series 24, SIE and Series 7 exams. Thomas has a current FINRA registration and holds an active license in New Jersey.

Firm Information

Thomas Houston is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Thomas Houston’s Registration & Firm History

NJ

04/14/2023 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

NY

08/17/2020 - 03/27/2023

JANE STREET CAPITAL, LLC (New York NY)

NY

08/17/2020 - 03/27/2023

JANE STREET EXECUTION SERVICES, LLC (New York NY)

NJ

08/21/2012 - 08/10/2020

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

Not sure if Thomas Trent Houston is right for you?

Licenses & Designations

BOTH

Issued 10/05/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/01/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Trent Houston.
Not sure if Thomas Trent Houston is right for you?