Unclaimed
Thomas Trent Houston is a financial advisor with over 10 years of experience in the industry. Thomas is currently registered with Prudential Investment Management Services LLC in New Jersey. Previously, Thomas was with JANE STREET CAPITAL, LLC, JANE STREET EXECUTION SERVICES, LLC and LORD ABBETT DISTRIBUTOR LLC in New York and New Jersey. Thomas has successfully passed the Series 66, Series 24, SIE and Series 7 exams. Thomas has a current FINRA registration and holds an active license in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
04/14/2023 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NY
08/17/2020 - 03/27/2023
JANE STREET CAPITAL, LLC (New York NY)
NY
08/17/2020 - 03/27/2023
JANE STREET EXECUTION SERVICES, LLC (New York NY)
NJ
08/21/2012 - 08/10/2020
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
BOTH
Issued 10/05/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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