Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Tourek is a financial advisor with over 18 years of experience in the financial services industry. Thomas is currently registered with J.P. Morgan Securities LLC and has been with the firm since November 2013. Thomas holds licenses in Arizona and Texas. Prior to joining J.P. Morgan Securities LLC, Thomas was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Allstate Financial Services, LLC, Charles Schwab & Co., Inc., RBC Dain Rauscher Inc., BANC One Securities Corporation, Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, and Cadaret, Grant & Co., Inc. Thomas has a wide range of experience in providing financial advice to individuals, families, and businesses. Thomas specializes in helping clients with retirement planning, investment management, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
AZ
10/28/2014 - Present
J.p. Morgan Securities LLC (SUN CITY WEST AZ)
AZ
03/18/2013 - 12/03/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
11/02/2012 - 01/17/2013
ALLSTATE FINANCIAL SERVICES, LLC (PEORIA AZ)
AZ
09/27/2007 - 09/10/2010
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
08/12/2005 - 09/17/2007
RBC DAIN RAUSCHER INC. (PEORIA AZ)
IL
07/16/1999 - 02/11/2002
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IN
06/15/1998 - 08/12/1998
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
06/15/1998 - 08/12/1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
03/23/1998 - 06/10/1998
CADARET, GRANT & CO., INC. (SYRACUSE NY)
IA
Issued 04/05/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/2012
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/20/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Thomas Tourek is the right advisor for you? Invested Better is here to help.
