Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Tonner Dunn is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Thomas has been in the industry since 2020 and holds a Series 66 license for both broker-dealer and investment advisor, a Series 7 license for broker-dealer and a SIE license. Thomas is also registered in 35 states for both broker-dealer and investment advisor. Prior to Thomas' current position, Thomas was also registered with Merrill Lynch, Pierce, Fenner & Smith Inc. from 2020 to 2021. Thomas' experience includes working with insurance companies, charitable organizations, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. Thomas has a strong background in providing portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
03/16/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MADISON WI)
WI
10/15/2020 - 01/27/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MILWAUKEE WI)
BOTH
Issued 06/16/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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