Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Tipton is a financial advisor at IP Financial Advisory Services LLC. Thomas has been in the industry for over 16 years and has experience working with various firms including Fidelity Brokerage Services LLC, Transamerica Financial Advisors, Inc, PFS Investments Inc, Waddell & Reed, Inc, E*TRADE Securities LLC, and Questar Capital Corporation. Thomas is registered with the state of New York and has licenses for Series 66, Series 7, and SIE exams. Thomas specializes in financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fees
1
2
NC
10/21/2024 - Present
IP Financial Advisory Services LLC (CHARLOTTE NC)
FL
09/09/2021 - 05/23/2022
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
NY
10/14/2014 - 10/30/2019
TRANSAMERICA FINANCIAL ADVISORS, INC (New York NY)
GA
09/17/2013 - 04/16/2014
PFS INVESTMENTS INC. (ATLANTA GA)
GA
03/08/2011 - 08/16/2011
WADDELL & REED, INC. (ATLANTA GA)
GA
10/03/2008 - 03/06/2009
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
11/13/2007 - 03/24/2008
QUESTAR CAPITAL CORPORATION (ATLANTA GA)
IA
Issued 10/13/2017
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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