Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Tierney Wolfson is a financial advisor with First Light Retirement, LLC, a Registered Investment Advisor. Thomas has over 30 years of experience in the financial services industry. Thomas has Series 7, 63, and 65 securities licenses and is registered to provide investment advisory services in California and Idaho. Thomas specializes in providing financial planning services to individuals and retirement plans. Thomas is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
06/10/2021 - Present
First Light Retirement, LLC (DEL MAR CA)
CA
07/02/2007 - 06/01/2021
WELLS FARGO CLEARING SERVICES, LLC (RANCHO SANTA FE CA)
CA
07/31/1993 - 07/18/2007
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
NY
02/21/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/21/1986 - 02/14/1991
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
IA
Issued 03/23/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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