Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Theodore Roberts is a financial advisor who is currently employed by Benjamin F. Edwards & Company, Inc. Thomas has been in the financial industry since 1970 and holds a Series 7TO, SIE, PC and Series 1 license. Thomas works with a variety of clients including individuals, corporations, high net worth individuals, pension and profit-sharing plans, charitable organizations, and other investment advisors. Thomas's specializations include: financial planning, investment management, portfolio management, and retirement planning. Thomas has been registered with the state of Colorado since 2018 and holds registrations in Florida, Illinois, and Indiana. Thomas has an impressive history of working with clients and assisting them in reaching their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
08/28/2018 - Present
Benjamin F. Edwards & Company, Inc. (Chesterton IN)
IN
01/01/2008 - 09/04/2018
WELLS FARGO CLEARING SERVICES, LLC (MERRILLVILLE IN)
IN
02/11/1974 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MERRILLVILLE IN)
NA
07/02/1973 - 03/27/1974
DUPONT WALSTON, INCORPORATED
NA
07/24/1970 - 07/24/1973
DUPONT GLORE FORGAN INCORPORATED
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1977
PC - AMEX Put and Call Exam
BC
Issued 04/05/1968
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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