Unclaimed
Thomas Dierdorff is a financial professional with over 20 years of experience in the industry. Thomas is currently registered with Synovus Securities, Inc. and is licensed in 29 states. Prior to joining Synovus Securities, Inc., Thomas worked at Regions Securities LLC, SunTrust Robinson Humphrey, Inc., Wachovia Capital Markets, LLC, and Wachovia Securities, LLC. Thomas holds the Series 7, Series 63, Series 79TO, and SIE licenses. Thomas's specializations include investment banking, portfolio management for individuals, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax related services, administrative services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
06/10/2022 - Present
Synovus Securities, Inc. (ATLANTA GA)
GA
08/08/2014 - 09/17/2021
REGIONS SECURITIES LLC (Atlanta GA)
GA
12/06/2007 - 04/22/2014
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
NC
07/01/2003 - 06/19/2007
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
10/15/2001 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/08/2001 - 10/15/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 05/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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