Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Taemin Kim is an investment advisor representative at Raymond James Financial Services Advisors, Inc. with over 24 years of experience in the financial services industry. Thomas has a broad range of experience, having worked at multiple firms including Ohio National Equities, Inc., AXA Distributors, LLC, Prudential Securities Incorporated, and DMG Securities, Inc. Thomas has a strong background in financial planning, portfolio management, and pension consulting. Thomas has a Series 7, Series 24, Series 63, and Series 65 licenses, as well as SIE certification. Thomas currently serves clients in Arizona, California, Florida, Hawaii, Indiana, Maryland, Montana, Nevada, New Mexico, Oklahoma, Oregon, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
02/25/2014 - Present
Raymond James Financial Services Advisors, Inc. (BELLEVUE WA)
OH
07/10/2009 - 11/18/2013
OHIO NATIONAL EQUITIES, INC. (CINCINNATI OH)
NC
03/23/2000 - 05/13/2009
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NY
05/26/1999 - 03/03/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
VA
09/09/1997 - 12/01/1997
DMG SECURITIES, INC. (GREAT FALLS VA)
IA
Issued 02/21/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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