Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas T. Lawson is a registered representative with Northwestern Mutual Investment Services, LLC, located in Charlotte, NC. Thomas began his career in the financial services industry in 2011. Thomas previously worked for Edward Jones. Thomas has a combined 12 years of experience in the financial services industry. Thomas is licensed to sell securities in Georgia, North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
12/07/2011 - Present
Northwestern Mutual Investment Services, LLC (CHARLOTTE NC)
NC
05/25/2011 - 10/11/2011
EDWARD JONES (DENVER NC)
BOTH
Issued 06/10/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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