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Thomas Sweeney

Edward Jones

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About Thomas Sweeney

Thomas Sweeney is a financial advisor at Edward Jones. Thomas has been in the financial industry since 1998. Thomas is currently registered in Delaware and Maryland. Thomas has previously worked at a number of other firms including Cambridge Investment Research, Inc., Lombard Securities Incorporated, PNC Investments, VALIC Financial Advisors, Inc., and Securian Financial Services, Inc. Thomas is a Series 66, Series 65, and Series 63 licensed financial advisor. Thomas is also a Series 24, Series 7TO, SIE, and Series 7 licensed financial advisor. Thomas provides financial planning, pension consulting, and selection of other advisors. Thomas also provides portfolio management for businesses and individuals.

Firm Information

Thomas Sweeney is currently registered with Edward Jones. Edward Jones is a financial services firm headquartered in St. Louis, Missouri, that offers investment management and financial planning services to individuals, families, and businesses. Founded in 1941, the firm has a nationwide network of over 19,832 licensed agents and 22,210 registered representatives. Edward Jones manages approximately $10 billion to $50 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides a range of advisory services, including portfolio management for individuals and businesses, pension consulting, and financial planning. Edward Jones is registered with the Securities and Exchange Commission and holds licenses in all 50 states, the District of Columbia, and Puerto Rico.
Edward Jones

12555 MANCHESTER RD

ST. LOUIS, MO 63131

$824.99B

Assets Under Management

27,895

Total Clients

22,064

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

See schedule d - miscellaneous

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Thomas Sweeney’s Registration & Firm History

DE

04/04/2022 - Present

Edward Jones (GEORGETOWN DE)

MD

04/18/2018 - 07/30/2018

CAMBRIDGE INVESTMENT RESEARCH, INC. (BERLIN MD)

MD

11/30/2017 - 04/18/2018

LOMBARD SECURITIES INCORPORATED (BALTIMORE MD)

MD

02/05/2014 - 12/03/2015

PNC INVESTMENTS (BERLIN MD)

MD

11/09/2011 - 08/01/2012

VALIC FINANCIAL ADVISORS, INC. (LINTHICUM MD)

MD

04/29/2011 - 07/15/2011

SECURIAN FINANCIAL SERVICES, INC. (ROCKVILLE MD)

MD

10/01/2009 - 04/19/2011

LPL FINANCIAL LLC (ANNAPOLIS MD)

MD

10/22/2008 - 10/02/2009

PNC INVESTMENTS (ANNAPOLIS MD)

MD

02/28/2007 - 10/20/2008

SUNTRUST INVESTMENT SERVICES, INC. (GAMBRILLS MD)

MD

01/06/2006 - 03/12/2007

LINSCO/PRIVATE LEDGER CORP. (ARNOLD MD)

MD

10/07/1996 - 01/27/2006

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

DC

07/18/1996 - 04/02/1997

EWING CAPITAL, INC. (WASHINGTON DC)

NA

08/29/1994 - 11/01/1995

NATIONSSECURITIES

PA

02/04/1993 - 09/13/1994

MONEY MANAGEMENT ADVISORY, INC. (FEASTERVILLE PA)

NA

06/29/1992 - 11/28/1992

F.N. WOLF & CO., INC.

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Licenses & Designations

BOTH

Issued 04/02/2022

Series 66 - Uniform Combined State Law Examination

IA

Issued 10/18/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/02/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/09/2006

Series 24 - General Securities Principal Examination

BC

Issued 03/11/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/30/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Thomas Sweeney. Review regulatory record here.
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