Unclaimed
Thomas Stuart Padrnos is a financial advisor with Northwestern Mutual Investment Services, LLC. Thomas has been in the industry since May 5, 1987, and holds a Series 6, 7 and 63 license as well as the SIE exam. Thomas is registered in 21 states and has been with Northwestern Mutual Investment Services, LLC since May 6, 1987. Previously, Thomas worked for Robert W. Baird & Co. Incorporated from May 10, 1994, to January 1, 2002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CO
05/06/1987 - Present
Northwestern Mutual Investment Services, LLC (COLORADO SPGS CO)
WI
05/10/1994 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 01/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2007
Series 7 - General Securities Representative Examination
BC
Issued 05/04/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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