Unclaimed
Thomas Stroud Jr is a registered investment advisor representative with Wells Fargo Advisors Financial Network, LLC. Thomas has been in the financial services industry since June 15, 2015 and holds the Series 7, Series 66 and SIE licenses. Thomas has worked for Wells Fargo Advisors Financial Network, LLC since April 2024. Prior to that, Thomas was employed with Wells Fargo Clearing Services, LLC. Thomas specializes in Portfolio Management for Individuals and Businesses, Financial Planning and Selection of other advisors. Thomas also serves as a board member of the Coral Bay Condominium HOA, the Pitt Community College Foundation and Red Banks Office Condominium Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/08/2024 - Present
Wells Fargo Advisors Financial Network, LLC (GREENVILLE NC)
NC
06/16/2015 - 04/08/2024
WELLS FARGO CLEARING SERVICES, LLC (GREENVILLE NC)
BOTH
Issued 07/16/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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