Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Wegner is a financial advisor with LPL Financial LLC in Marietta, Georgia. Thomas has been in the industry since 1997 and has a wide range of experience in financial planning, investment management, and retirement planning. Thomas is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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GA
03/04/2024 - Present
LPL Financial LLC (MARIETTA GA)
GA
02/01/2023 - 03/05/2024
RAYMOND JAMES FINANCIAL SERVICES, INC. (MacDonough GA)
GA
08/13/2015 - 02/06/2023
LPL FINANCIAL LLC (HINESVILLE GA)
GA
03/23/2015 - 09/09/2015
CAPE SECURITIES INC. (MCDONOUGH GA)
GA
04/10/2014 - 03/25/2015
WELLS FARGO ADVISORS, LLC (CHAMBLEE GA)
GA
01/11/2013 - 04/11/2014
CETERA INVESTMENT SERVICES LLC (CUMMING GA)
FL
08/20/2012 - 01/02/2013
LPL FINANCIAL LLC (MIAMI LAKES FL)
FL
06/04/2010 - 07/11/2012
LPL FINANCIAL LLC (MIAMI LAKES FL)
GA
04/21/2009 - 10/30/2009
COLONIAL BROKERAGE, INC. (DUNWOODY GA)
TN
07/15/2008 - 04/17/2009
FIRST TENNESSEE BROKERAGE, INC. (CHATTANOOGA TN)
GA
12/13/2006 - 08/21/2007
PARK AVENUE SECURITIES LLC (ATLANTA GA)
GA
02/10/2006 - 12/04/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (WOODSTOCK GA)
FL
03/18/1999 - 12/31/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
CO
10/13/1998 - 02/08/1999
BROKERAGE ADMINISTRATORS CORPORATION (ENGLEWOOD CO)
TX
01/13/1997 - 03/04/1997
INVESCO FUNDS GROUP, INC. (HOUSTON TX)
BOTH
Issued 08/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/10/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/18/2005
Series 24 - General Securities Principal Examination
BC
Issued 02/01/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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