Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Kingsley has over 15 years of experience in the financial industry. He is a Registered Representative and Investment Advisor Representative with Fidelity Personal and Workplace Advisors. Thomas is Series 7, 9, 10, 24, 55, 63, and 66 licensed, and holds the SIE designation. He has previously worked at Bloomberg Tradebook LLC and Magna, among other firms. Thomas specializes in Portfolio Management for Businesses, Portfolio Management for Individuals, and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
02/18/2022 - Present
Fidelity Personal AND Workplace Advisors (UPPER SADDLE RIVER NJ)
NY
10/14/2016 - 03/05/2019
BLOOMBERG TRADEBOOK LLC (NEW YORK NY)
NY
04/20/2009 - 11/16/2012
BLOOMBERG TRADEBOOK LLC (NEW YORK NY)
NY
08/20/2007 - 04/16/2009
MAGNA (NEW YORK CITY NY)
NY
04/05/2007 - 08/22/2007
FBN SECURITIES, INC. (NEW YORK NY)
NY
04/24/2006 - 03/07/2007
SANDERS MORRIS HARRIS INC. (NEW YORK NY)
MA
04/06/2005 - 09/21/2005
T.O. RICHARDSON SECURITIES, INC. (BOSTON MA)
BOTH
Issued 08/25/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/09/2005
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/22/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/28/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/29/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/05/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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