Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Champion is a registered representative with Piper Sandler & Co. Thomas has been working in the financial services industry since 2008. Thomas previously worked for Cowen and Company, BNP Paribas Securities Corp., Credit Suisse Securities (USA) LLC, RBC Capital Markets Corporation, and J.P. Morgan Securities Inc. Thomas holds the Series 7, Series 86, Series 87, and Series 63 securities licenses, and the SIE exam. Thomas is currently registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/20/2020 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
09/12/2012 - 02/04/2020
COWEN AND COMPANY (NEW YORK NY)
NY
05/05/2011 - 11/30/2011
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
07/06/2009 - 05/05/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
05/19/2009 - 07/10/2009
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
10/01/2008 - 12/17/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/04/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 09/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 09/11/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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