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Thomas Sterling Mayerlen

Fidelity Brokerage Services LLC

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About Thomas Sterling Mayerlen

Thomas Sterling Mayerlen is a financial advisor with Fidelity Brokerage Services LLC. Thomas has been in the securities industry since August 27, 2020. Thomas has a Series 7TO, Series 63, and SIE licenses. Thomas is registered in 53 states and is a member of FINRA. Prior to joining Fidelity Brokerage Services LLC, Thomas was with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Thomas Mayerlen is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thomas Mayerlen’s Registration & Firm History

FL

04/30/2021 - Present

Fidelity Brokerage Services LLC (JACKSONVILLE FL)

FL

07/21/2020 - 03/22/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSONVILLE FL)

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Licenses & Designations

BC

Issued 05/21/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/2020

Series 7TO - General Securities Representative Examination

BC

Issued 05/06/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Thomas Sterling Mayerlen.
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