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Thomas Stephen Sanczyk

Northwestern Mutual Investment Services, LLC

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About Thomas Stephen Sanczyk

Thomas Sanczyk is a financial advisor with over 30 years of experience in the industry. He has been with Northwestern Mutual Investment Services, LLC since 1990 and is currently registered as a Registered Representative in New Jersey and Texas. Thomas has also worked at Robert W. Baird & Co. Incorporated and Pruco Securities Corporation. Thomas has passed a number of exams including the Series 6, Series 7, Series 63, and Series 65. Thomas is a member of FINRA and has a broad range of experience serving clients in a variety of areas, including insurance, investments, and financial planning. He is dedicated to providing his clients with personalized advice and strategies to help them achieve their financial goals.

Firm Information

Thomas Sanczyk is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Thomas Sanczyk’s Registration & Firm History

NJ

04/23/2008 - Present

Northwestern Mutual Investment Services, LLC (Florham Park NJ)

WI

06/02/1992 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NJ

08/24/1990 - 09/25/1990

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

08/24/1990 - 09/25/1990

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 10/01/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/28/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/2005

Series 7 - General Securities Representative Examination

BC

Issued 08/22/1990

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thomas Stephen Sanczyk.
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