Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Iaconetti has been in the securities industry for over 30 years, beginning his career in 1993. He is currently registered with Fidelity Brokerage Services LLC and National Financial Services LLC, both of which are located in Smithfield, Rhode Island. Thomas has a wide range of experience in the financial services industry, and is also a licensed General Securities Principal. He has passed a number of industry exams including Series 6, 7, 24, 63, 99TO and SIE. He holds an active registration with the state of Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
09/11/2012 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
11/24/2006 - 06/21/2007
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
09/01/1994 - 11/24/2006
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
10/29/1993 - 08/25/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 12/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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