Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Stephen Cooper is a financial advisor with Ameriprise Financial Services, LLC. Thomas has over 30 years of experience in the financial services industry. Thomas's prior experience includes working at Investment Professionals, Inc., Ameriprise Financial Services, Inc., SunTrust Investment Services, Inc., Banc of America Investment Services, Inc., UBS PaineWebber Inc., J.C. Bradford & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Regions Investment Company, Inc., JMC Investment Services, Inc., First Tennessee Brokerage, Inc., and The Prudential Insurance Company of America. Thomas is a Certified Financial Planner and a Chartered Financial Consultant. Thomas specializes in retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/25/2018 - Present
Ameriprise Financial Services, LLC (Marathon FL)
TN
03/19/2012 - 09/24/2018
INVESTMENT PROFESSIONALS, INC. (GALLATIN TN)
TN
06/06/2008 - 03/23/2012
AMERIPRISE FINANCIAL SERVICES, INC. (HENDERSONVILLE TN)
TN
07/21/2005 - 06/24/2008
SUNTRUST INVESTMENT SERVICES, INC. (NASHVILLE TN)
MA
10/08/2002 - 07/07/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NJ
08/14/2000 - 10/22/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
07/09/1999 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
01/16/1995 - 07/19/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
AL
04/07/1994 - 11/30/1994
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
MA
02/04/1994 - 04/11/1994
JMC INVESTMENT SERVICES, INC. (BOSTON MA)
TN
05/05/1993 - 02/09/1994
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
NJ
03/14/1991 - 05/05/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/14/1991 - 05/05/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 01/23/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1993
Series 7 - General Securities Representative Examination
BC
Issued 03/12/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thomas Cooper is the right advisor for you? Invested Better is here to help.
