Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thomas? Claim Your ProfileThomas Stauffer Perez is a registered representative at Northwestern Mutual Investment Services, LLC and has been in the securities industry for over 1 year. Thomas has a Series 7, Series 63, and SIE licenses. Thomas is currently registered in Alabama, California, Colorado, District of Columbia, Florida, Georgia, Indiana, Maine, Maryland, New Jersey, New Mexico, Oregon, South Carolina, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
SC
08/09/2021 - Present
Northwestern Mutual Investment Services, LLC (Mt Pleasant SC)
BC
Issued 09/27/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/02/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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